Unclaimed Profile

Matthew Lee Humphrey

UNITED BROKERAGE SERVICES, INC·PARKERSBURG, West Virginia

SIE, Series 3, Series 7, Series 24, Series 66Clean record9 years registeredUNITED BROKERAGE SERVICES, INC

514 MARKET STREET, PARKERSBURG, WV 26101CRD# 5943475Firm CRD# 39062

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew Lee Humphrey · PARKERSBURG, WV

Registration

CRD #5943475 · UNITED BROKERAGE SERVICES, INC · 9 years registered

Brand Profile

Not yet started

Career History

UNITED BROKERAGE SERVICES INC

Aug 2016 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 66

Registration record

First registered · August 24, 2016

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

UNITED BROKERAGE SERVICES, INC

CRD 39062 · SEC 801-80804

AUM

$250M

Regulatory assets under management

Employees

101

790 client accounts

Services offered by UNITED BROKERAGE SERVICES, INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at UNITED BROKERAGE SERVICES, INC →

Introduction

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Frequently Asked Questions

What services does Matthew Lee Humphrey offer?

Matthew Lee Humphrey specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in PARKERSBURG, West Virginia for a consultation.

What are Matthew Lee Humphrey's credentials?

Matthew Lee Humphrey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew Lee Humphrey located?

Matthew Lee Humphrey is based in PARKERSBURG, West Virginia, working with UNITED BROKERAGE SERVICES, INC. Their office serves clients in the PARKERSBURG metropolitan area and surrounding communities.

How does Matthew Lee Humphrey charge for services?

Matthew Lee Humphrey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UNITED BROKERAGE SERVICES, INC?

UNITED BROKERAGE SERVICES, INC has approximately 101 employees and manages $250M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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