Unclaimed Profile

Thomas James Mudlaff

UNITED BROKERAGE SERVICES, INC·PARKERSBURG, West Virginia

SIE, Series 6, Series 7, Series 24, Series 51, Series 63, Series 66, Series 99TOClean record21 years registeredUNITED BROKERAGE SERVICES, INC

514 MARKET STREET, PARKERSBURG, WV 26101CRD# 2359466Firm CRD# 39062

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas James Mudlaff · PARKERSBURG, WV

Registration

CRD #2359466 · UNITED BROKERAGE SERVICES, INC · 21 years registered

Brand Profile

Not yet started

Career History

UNITED BROKERAGE SERVICES INC

Dec 2017 – present

CAPITAL ONE ADVISORS, LLC

Jan 2015 – Jul 2017

SEATTLE, WA

CAPITAL ONE FINANCIAL ADVISORS LLC

Apr 2010 – Jan 2015

MELVILLE, NY

CHEVY CHASE FINANCIAL SERVICES

Nov 2004 – May 2010

BETHESDA, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 51

Series 63

Series 66

Series 99TO

Registration record

First registered · November 5, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

UNITED BROKERAGE SERVICES, INC

CRD 39062 · SEC 801-80804

AUM

$250M

Regulatory assets under management

Employees

101

790 client accounts

Services offered by UNITED BROKERAGE SERVICES, INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at UNITED BROKERAGE SERVICES, INC →

Introduction

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Frequently Asked Questions

What services does Thomas James Mudlaff offer?

Thomas James Mudlaff specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in PARKERSBURG, West Virginia for a consultation.

What are Thomas James Mudlaff's credentials?

Thomas James Mudlaff is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas James Mudlaff located?

Thomas James Mudlaff is based in PARKERSBURG, West Virginia, working with UNITED BROKERAGE SERVICES, INC. Their office serves clients in the PARKERSBURG metropolitan area and surrounding communities.

How does Thomas James Mudlaff charge for services?

Thomas James Mudlaff's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UNITED BROKERAGE SERVICES, INC?

UNITED BROKERAGE SERVICES, INC has approximately 101 employees and manages $250M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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