Unclaimed Profile

Nicholas Joel Oxley

ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC·CHARLESTON, West Virginia

Series 65Clean record14 years registeredARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC

101 WASHINGTON STREET, EAST, CHARLESTON, WV 25301CRD# 5999472Firm CRD# 119092

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Joel Oxley · CHARLESTON, WV

Registration

CRD #5999472 · ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC

FOCUS PARTNERS WEALTH, LLC

Jul 2024 – Apr 2025

SOUTH CHARLESTON, WV

BUCKINGHAM STRATEGIC WEALTH, LLC

Aug 2018 – Nov 2024

CHARLESTON, WV

ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC

Jan 2012 – Aug 2018

CHARLESTON, WV

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 25, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC

CRD 119092 · SEC 801-64383

AUM

$361M

Regulatory assets under management

Employees

723 client accounts

Services offered by ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Nicholas Joel Oxley offer?

Nicholas Joel Oxley specializes in Financial Planning, Investment Management, Wealth Management.

What are Nicholas Joel Oxley's credentials?

Nicholas Joel Oxley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Joel Oxley located?

Nicholas Joel Oxley is based in CHARLESTON, West Virginia, last registered with ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC.

How does Nicholas Joel Oxley charge for services?

Nicholas Joel Oxley's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC?

ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC has approximately 7 employees and manages $361M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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