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James Rufus Thomas

NTV ASSET MANAGEMENT, LLC·CHARLESTON, West Virginia
Series 65Clean record24 years registeredNTV ASSET MANAGEMENT, LLC
170 SUMMERS STREET, CHARLESTON, WV 25301-1800CRD# 4372477Firm CRD# 111062

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Rufus Thomas · CHARLESTON, WV
Registration
CRD #4372477 · NTV ASSET MANAGEMENT, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

NTV ASSET MANAGEMENT, LLC
Jan 2002 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · January 1, 2002
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NTV ASSET MANAGEMENT, LLC
CRD 111062 · SEC 801-58140
AUM
$822M
Regulatory assets under management
Employees
5
824 client accounts
Services offered by NTV ASSET MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at NTV ASSET MANAGEMENT, LLC →
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Frequently Asked Questions

What services does James Rufus Thomas offer?
James Rufus Thomas specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHARLESTON, West Virginia for a consultation.
What are James Rufus Thomas's credentials?
James Rufus Thomas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Rufus Thomas located?
James Rufus Thomas is based in CHARLESTON, West Virginia, working with NTV ASSET MANAGEMENT, LLC. Their office serves clients in the CHARLESTON metropolitan area and surrounding communities.
How does James Rufus Thomas charge for services?
James Rufus Thomas's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NTV ASSET MANAGEMENT, LLC?
NTV ASSET MANAGEMENT, LLC has approximately 5 employees and manages $822M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NTV ASSET MANAGEMENT, LLC

John Randy Valentine
CHARLESTON, WV
Bradley Michael Foster
CHARLESTON, WV
John Marshall Valentine
CHARLESTON, WV
Karen Sue Setterstrom
CHARLESTON, WV
Ian Cabanag Flores
CHARLESTON, WV

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