Unclaimed Profile

Karen Sue Setterstrom

NTV ASSET MANAGEMENT, LLC·CHARLESTON, West Virginia

Series 4, Series 7, Series 24, Series 53, Series 63, Series 65Clean record25 years registeredNTV ASSET MANAGEMENT, LLC

216 BROOKS STREET, CHARLESTON, WV 25301CRD# 1493914Firm CRD# 111062

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen Sue Setterstrom · CHARLESTON, WV

Registration

CRD #1493914 · NTV ASSET MANAGEMENT, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NTV ASSET MANAGEMENT, LLC

NTV ASSET MANAGEMENT, LLC

Jan 2001 – Jan 2019

CHARLESTON, WV

Registrations & Exams

FINRA examinations passed

Series 4

Series 7

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · January 11, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NTV ASSET MANAGEMENT, LLC

CRD 111062 · SEC 801-58140

AUM

$822M

Regulatory assets under management

Employees

824 client accounts

Services offered by NTV ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NTV ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Karen Sue Setterstrom offer?

Karen Sue Setterstrom specializes in Financial Planning, Investment Management, Wealth Management.

What are Karen Sue Setterstrom's credentials?

Karen Sue Setterstrom is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen Sue Setterstrom located?

Karen Sue Setterstrom is based in CHARLESTON, West Virginia, last registered with NTV ASSET MANAGEMENT, LLC.

How does Karen Sue Setterstrom charge for services?

Karen Sue Setterstrom's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NTV ASSET MANAGEMENT, LLC?

NTV ASSET MANAGEMENT, LLC has approximately 5 employees and manages $822M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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