Unclaimed Profile

Gary Leslie Swingle

ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC·CHARLESTON, West Virginia

Series 6, Series 63, Series 65Clean record24 years registeredARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC

101 WASHINGTON STREET, EAST, CHARLESTON, WV 25301CRD# 4313916Firm CRD# 119092

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gary Leslie Swingle · CHARLESTON, WV

Registration

CRD #4313916 · ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC

ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC

Mar 2002 – Jan 2018

CHARLESTON, WV

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · March 4, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC

CRD 119092 · SEC 801-64383

AUM

$361M

Regulatory assets under management

Employees

723 client accounts

Services offered by ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Gary Leslie Swingle offer?

Gary Leslie Swingle specializes in Financial Planning, Investment Management, Wealth Management.

What are Gary Leslie Swingle's credentials?

Gary Leslie Swingle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gary Leslie Swingle located?

Gary Leslie Swingle is based in CHARLESTON, West Virginia, last registered with ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC.

How does Gary Leslie Swingle charge for services?

Gary Leslie Swingle's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC?

ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC has approximately 7 employees and manages $361M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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