Unclaimed Profile

John Andrew Shea

CHICAGO CAPITAL, LLC·TACOMA, Washington

SIE, Series 7, Series 65, Series 66Clean record28 years registeredCHICAGO CAPITAL, LLC

1145 BROADWAY, TACOMA, WA 98401-1278CRD# 1780698Firm CRD# 291624

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Andrew Shea · TACOMA, WA

Registration

CRD #1780698 · CHICAGO CAPITAL, LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CHICAGO CAPITAL, LLC

CHICAGO CAPITAL, LLC

Feb 2018 – Jan 2020

CHICAGO, IL

WILLIAM BLAIR & COMPANY L.L.C.

Jan 2010 – Mar 2018

CHICAGO, IL

SHEA JOHN A INVESTMENT ADVISOR

Jul 1998 – Dec 2009

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 65

Series 66

Registration record

First registered · July 10, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CHICAGO CAPITAL, LLC

CRD 291624 · SEC 801-112280

AUM

$3.5B

Regulatory assets under management

Employees

1,847 client accounts

Services offered by CHICAGO CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CHICAGO CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does John Andrew Shea offer?

John Andrew Shea specializes in Financial Planning, Investment Management, Wealth Management.

What are John Andrew Shea's credentials?

John Andrew Shea is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Andrew Shea located?

John Andrew Shea is based in TACOMA, Washington, last registered with CHICAGO CAPITAL, LLC.

How does John Andrew Shea charge for services?

John Andrew Shea's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHICAGO CAPITAL, LLC?

CHICAGO CAPITAL, LLC has approximately 14 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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