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John Andrew Shea

CHICAGO CAPITAL, LLC·TACOMA, Washington
Unclaimed Profile
1145 BROADWAY, TACOMA, WA 98401-1278CRD# 1780698Firm CRD# 291624
01

About

John Andrew Shea is a registered financial advisor based in TACOMA, Washington, affiliated with CHICAGO CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
CHICAGO CAPITAL, LLC
CHICAGO CAPITAL, LLC
AUM
$3.5B
Regulatory assets under management
Employees
14
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1780698
Firm CRD# 291624
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does John Andrew Shea offer?
John Andrew Shea specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TACOMA, Washington for a consultation.
What are John Andrew Shea's credentials?
John Andrew Shea is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Andrew Shea located?
John Andrew Shea is based in TACOMA, Washington, working with CHICAGO CAPITAL, LLC. Their office serves clients in the TACOMA metropolitan area and surrounding communities.
How does John Andrew Shea charge for services?
John Andrew Shea's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CHICAGO CAPITAL, LLC?
CHICAGO CAPITAL, LLC has approximately 14 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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