Unclaimed Profile

John Andrew Shea

CHICAGO CAPITAL, LLC·TACOMA, Washington

Clean recordCHICAGO CAPITAL, LLC

1145 BROADWAY, TACOMA, WA 98401-1278CRD# 1780698Firm CRD# 291624

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Andrew Shea · TACOMA, WA

Registration

CRD #1780698 · CHICAGO CAPITAL, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

John Andrew Shea is a registered financial advisor based in TACOMA, Washington, affiliated with CHICAGO CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

CHICAGO CAPITAL, LLC

AUM

$3.5B

Regulatory assets under management

Employees

Total firm employees

View all advisors at CHICAGO CAPITAL, LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 1780698

Firm CRD# 291624

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does John Andrew Shea offer?

John Andrew Shea specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TACOMA, Washington for a consultation.

What are John Andrew Shea's credentials?

John Andrew Shea is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Andrew Shea located?

John Andrew Shea is based in TACOMA, Washington, working with CHICAGO CAPITAL, LLC. Their office serves clients in the TACOMA metropolitan area and surrounding communities.

How does John Andrew Shea charge for services?

John Andrew Shea's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHICAGO CAPITAL, LLC?

CHICAGO CAPITAL, LLC has approximately 14 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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