Unclaimed Profile

Tracie A Mitchell

DOHJ, LLC·SEATTLE, Washington

SIE, Series 7, Series 66Clean record21 years registeredDOHJ, LLC

1215 4TH AVE, SEATTLE, WA 98161CRD# 4875868Firm CRD# 299817

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tracie A Mitchell · SEATTLE, WA

Registration

CRD #4875868 · DOHJ, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DOHJ, LLC

COMPOSITION WEALTH, LLC

Mar 2025 – Sep 2025

SEATTLE, WA

VINOBLE GROUP

May 2019 – Aug 2025

SEATTLE, WA

AMERIPRISE FINANCIAL SERVICES, INC.

Mar 2015 – May 2019

Seattle, WA

CUNA BROKERAGE SERVICES, INC.

May 2012 – Jun 2013

SEATTLE, WA

CUSO FINANCIAL SERVICES, L.P.

Sep 2011 – Feb 2012

TACOMA, WA

CUNA BROKERAGE SERVICES, INC.

Sep 2008 – Sep 2011

SEATTLE, WA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jun 2007 – Apr 2008

SEATTLE, WA

AMERIPRISE FINANCIAL SERVICES, INC.

Apr 2005 – May 2007

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · April 6, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DOHJ, LLC

CRD 299817 · SEC 801-116668

AUM

$508M

Regulatory assets under management

Employees

1,502 client accounts

Services offered by DOHJ, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DOHJ, LLC →

Introduction

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Frequently Asked Questions

What services does Tracie A Mitchell offer?

Tracie A Mitchell specializes in Financial Planning, Investment Management, Wealth Management.

What are Tracie A Mitchell's credentials?

Tracie A Mitchell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tracie A Mitchell located?

Tracie A Mitchell is based in SEATTLE, Washington, last registered with DOHJ, LLC.

How does Tracie A Mitchell charge for services?

Tracie A Mitchell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DOHJ, LLC?

DOHJ, LLC has approximately 12 employees and manages $508M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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