Unclaimed Profile

Brian Richard Mohoric

DOHJ, LLC·SEATTLE, Washington

SIE, Series 7, Series 66, Series 99TOClean record10 years registeredDOHJ, LLC

1215 4TH AVE, SEATTLE, WA 98161CRD# 6628415Firm CRD# 299817

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Richard Mohoric · SEATTLE, WA

Registration

CRD #6628415 · DOHJ, LLC · 10 years registered

Brand Profile

Not yet started

Career History

COMPOSITION WEALTH, LLC

Mar 2025 – present

VINOBLE GROUP

May 2019 – Aug 2025

SEATTLE, WA

AMERIPRISE FINANCIAL SERVICES, INC.

Jun 2016 – May 2019

Seattle, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Series 99TO

Registration record

First registered · June 2, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DOHJ, LLC

CRD 299817 · SEC 801-116668

AUM

$508M

Regulatory assets under management

Employees

1,502 client accounts

Services offered by DOHJ, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DOHJ, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Richard Mohoric offer?

Brian Richard Mohoric specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.

What are Brian Richard Mohoric's credentials?

Brian Richard Mohoric is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Richard Mohoric located?

Brian Richard Mohoric is based in SEATTLE, Washington, working with DOHJ, LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.

How does Brian Richard Mohoric charge for services?

Brian Richard Mohoric's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DOHJ, LLC?

DOHJ, LLC has approximately 12 employees and manages $508M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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