Unclaimed Profile

Dennis Rastislav Klimes

PRIME ADVISORS INC·REDMOND, Washington

SIE, Series 3, Series 7, Series 63, Series 65, Series 66Clean record31 years registeredPRIME ADVISORS INC

22635 NE MARKETPLACE DRIVE, REDMOND, WA 98053CRD# 2270322Firm CRD# 107680

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dennis Rastislav Klimes · REDMOND, WA

Registration

CRD #2270322 · PRIME ADVISORS INC · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PRIME ADVISORS INC

CLEARWATER ADVISORS, LLC

Sep 2021 – Feb 2026

Bloomfield Township, MI

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 2020 – Sep 2021

SEATTLE, WA

MORGAN STANLEY

Jun 2009 – Jan 2015

SEATTLE, WA

CITIGROUP GLOBAL MARKETS INC.

Jan 1995 – Jun 2009

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · January 25, 1995

Years registered · 31

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRIME ADVISORS INC

CRD 107680 · SEC 801-33673

AUM

$17.7B

Regulatory assets under management

Employees

359 client accounts

Services offered by PRIME ADVISORS INC

Per Form ADV

Selection of other advisers

Other

View all advisors at PRIME ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does Dennis Rastislav Klimes offer?

Dennis Rastislav Klimes specializes in Wealth Management.

What are Dennis Rastislav Klimes's credentials?

Dennis Rastislav Klimes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dennis Rastislav Klimes located?

Dennis Rastislav Klimes is based in REDMOND, Washington, last registered with PRIME ADVISORS INC.

How does Dennis Rastislav Klimes charge for services?

Dennis Rastislav Klimes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRIME ADVISORS INC?

PRIME ADVISORS INC has approximately 56 employees and manages $17.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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