Unclaimed Profile

Daryl Kim Miller

SWEETWATER INVESTMENTS INC·REDMOND, Washington

SIE, Series 7, Series 7TO, Series 24, Series 28, Series 51, Series 63, Series 65Clean record26 years registeredSWEETWATER INVESTMENTS INC

8561 154TH AVENUE NE, REDMOND, WA 98052CRD# 1331381Firm CRD# 107493

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daryl Kim Miller · REDMOND, WA

Registration

CRD #1331381 · SWEETWATER INVESTMENTS INC · 26 years registered

Brand Profile

Not yet started

Career History

CONTINENTAL INVESTORS SERVICES, INC.

May 2019 – present

CONTINENTAL INVESTORS SERVICES, INC.

Feb 2019 – present

SWEETWATER INVESTMENTS INC

May 2007 – Feb 2019

REDMOND, WA

RA BENCH, INC

Apr 2004 – Mar 2007

SEATTLE, WA

FINANCIAL RESOURCES GROUP

Feb 2000 – Jan 2005

BELLEVUE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 28

Series 51

Series 63

Series 65

Registration record

First registered · February 7, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SWEETWATER INVESTMENTS INC

CRD 107493 · SEC 801-35176

AUM

$465M

Regulatory assets under management

Employees

226 client accounts

Services offered by SWEETWATER INVESTMENTS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SWEETWATER INVESTMENTS INC →

Introduction

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Frequently Asked Questions

What services does Daryl Kim Miller offer?

Daryl Kim Miller specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in REDMOND, Washington for a consultation.

What are Daryl Kim Miller's credentials?

Daryl Kim Miller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daryl Kim Miller located?

Daryl Kim Miller is based in REDMOND, Washington, working with SWEETWATER INVESTMENTS INC. Their office serves clients in the REDMOND metropolitan area and surrounding communities.

How does Daryl Kim Miller charge for services?

Daryl Kim Miller's firm is compensated through percentage of aum, hourly charges, subscription fees, other: % of assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SWEETWATER INVESTMENTS INC?

SWEETWATER INVESTMENTS INC has approximately 7 employees and manages $465M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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