Unclaimed Profile

Kevin Lee Slater

SOUNDVIEW ADVISORS, INC.·OLYMPIA, Washington

Series 65Clean record22 years registeredSOUNDVIEW ADVISORS, INC.

1441 WEST BAY DRIVE, OLYMPIA, WA 98502CRD# 4790152Firm CRD# 114437

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Lee Slater · OLYMPIA, WA

Registration

CRD #4790152 · SOUNDVIEW ADVISORS, INC. · 22 years registered

Brand Profile

Not yet started

Career History

SOUNDVIEW ADVISORS

Apr 2004 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 15, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOUNDVIEW ADVISORS, INC.

CRD 114437 · SEC 801-68960

AUM

$345M

Regulatory assets under management

Employees

1,058 client accounts

Services offered by SOUNDVIEW ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SOUNDVIEW ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Kevin Lee Slater offer?

Kevin Lee Slater specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in OLYMPIA, Washington for a consultation.

What are Kevin Lee Slater's credentials?

Kevin Lee Slater is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin Lee Slater located?

Kevin Lee Slater is based in OLYMPIA, Washington, working with SOUNDVIEW ADVISORS, INC.. Their office serves clients in the OLYMPIA metropolitan area and surrounding communities.

How does Kevin Lee Slater charge for services?

Kevin Lee Slater's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUNDVIEW ADVISORS, INC.?

SOUNDVIEW ADVISORS, INC. has approximately 11 employees and manages $345M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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