Unclaimed Profile

Douglas Roger Whittle

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT·OLYMPIA, Washington

SIE, Series 7, Series 24, Series 63, Series 6620 years registeredFINANCIAL ADVOCATES INVESTMENT MANAGEMENT

1601 COOPER POINT ROAD NW, OLYMPIA, WA 98502CRD# 2190231Firm CRD# 151298

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Roger Whittle · OLYMPIA, WA

Registration

CRD #2190231 · FINANCIAL ADVOCATES INVESTMENT MANAGEMENT · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

FINANCIAL ADVOCATES ADVISORY SERVICES

Jan 2019 – Aug 2023

OLYMPIA, WA

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

Aug 2018 – Mar 2026

OLYMPIA, WA

RUSSELL INVESTMENTS

Aug 2005 – May 2017

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · August 26, 2005

Years registered · 20

Disclosure History

2019Judgment / Lien

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

CRD 151298 · SEC 801-71546

AUM

$3.9B

Regulatory assets under management

Employees

19,268 client accounts

Services offered by FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL ADVOCATES INVESTMENT MANAGEMENT →

Introduction

Speak with Douglas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Douglas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in OLYMPIA?

Browse all registered financial advisors in OLYMPIA, Washington or claim this profile if it's yours.

Browse OLYMPIA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Douglas Roger Whittle offer?

Douglas Roger Whittle specializes in Financial Planning, Investment Management, Wealth Management.

What are Douglas Roger Whittle's credentials?

Douglas Roger Whittle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Roger Whittle located?

Douglas Roger Whittle is based in OLYMPIA, Washington, last registered with FINANCIAL ADVOCATES INVESTMENT MANAGEMENT.

How does Douglas Roger Whittle charge for services?

Douglas Roger Whittle's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL ADVOCATES INVESTMENT MANAGEMENT?

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT has approximately 99 employees and manages $3.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →