Unclaimed Profile

Kevin M Rigg

SOUNDVIEW ADVISORS, INC.·OLYMPIA, Washington

Series 65Clean record22 years registeredSOUNDVIEW ADVISORS, INC.

1441 WEST BAY DRIVE, OLYMPIA, WA 98502CRD# 4708409Firm CRD# 114437

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin M Rigg · OLYMPIA, WA

Registration

CRD #4708409 · SOUNDVIEW ADVISORS, INC. · 22 years registered

Brand Profile

Not yet started

Career History

SOUNDVIEW ADVISORS

Aug 2005 – present

THE NAARDEN FINANCIAL GROUP, PLLC

Sep 2003 – Aug 2005

POCATELLO, ID

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · September 16, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOUNDVIEW ADVISORS, INC.

CRD 114437 · SEC 801-68960

AUM

$345M

Regulatory assets under management

Employees

1,058 client accounts

Services offered by SOUNDVIEW ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SOUNDVIEW ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Kevin M Rigg offer?

Kevin M Rigg specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in OLYMPIA, Washington for a consultation.

What are Kevin M Rigg's credentials?

Kevin M Rigg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin M Rigg located?

Kevin M Rigg is based in OLYMPIA, Washington, working with SOUNDVIEW ADVISORS, INC.. Their office serves clients in the OLYMPIA metropolitan area and surrounding communities.

How does Kevin M Rigg charge for services?

Kevin M Rigg's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUNDVIEW ADVISORS, INC.?

SOUNDVIEW ADVISORS, INC. has approximately 11 employees and manages $345M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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