Unclaimed Profile

Bruce Carl Stoltenberg

SOUNDVIEW ADVISORS, INC.·OLYMPIA, Washington

Series 7, Series 63, Series 65Clean record31 years registeredSOUNDVIEW ADVISORS, INC.

1441 WEST BAY DRIVE, OLYMPIA, WA 98502CRD# 1064851Firm CRD# 114437

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bruce Carl Stoltenberg · OLYMPIA, WA

Registration

CRD #1064851 · SOUNDVIEW ADVISORS, INC. · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SOUNDVIEW ADVISORS, INC.

SOUNDVIEW ADVISORS

Dec 1994 – Feb 2017

OLYMPIA, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · December 1, 1994

Years registered · 31

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOUNDVIEW ADVISORS, INC.

CRD 114437 · SEC 801-68960

AUM

$345M

Regulatory assets under management

Employees

1,058 client accounts

Services offered by SOUNDVIEW ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SOUNDVIEW ADVISORS, INC. →

Introduction

Speak with Bruce

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Bruce is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in OLYMPIA?

Browse all registered financial advisors in OLYMPIA, Washington or claim this profile if it's yours.

Browse OLYMPIA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Bruce Carl Stoltenberg offer?

Bruce Carl Stoltenberg specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Bruce Carl Stoltenberg's credentials?

Bruce Carl Stoltenberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bruce Carl Stoltenberg located?

Bruce Carl Stoltenberg is based in OLYMPIA, Washington, last registered with SOUNDVIEW ADVISORS, INC..

How does Bruce Carl Stoltenberg charge for services?

Bruce Carl Stoltenberg's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUNDVIEW ADVISORS, INC.?

SOUNDVIEW ADVISORS, INC. has approximately 11 employees and manages $345M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →