Unclaimed Profile

Michael Earl Fauser

THE FAUSER GROUP, LLC·MERCER ISLAND, Washington

SIE, Series 6, Series 7, Series 24, Series 63, Series 65Clean record23 years registeredTHE FAUSER GROUP, LLC

3040 78TH AVE SE, MERCER ISLAND, WA 98040CRD# 2695008Firm CRD# 282351

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Earl Fauser · MERCER ISLAND, WA

Registration

CRD #2695008 · THE FAUSER GROUP, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THE FAUSER GROUP, LLC

THE FAUSER GROUP, LLC

Apr 2016 – Dec 2023

MERCER ISLAND, WA

AMERIPRISE FINANCIAL SERVICES, INC.

Jul 2004 – Apr 2016

MERCER ISLAND, WA

LINSCO/PRIVATE LEDGER CORP.

Jul 2003 – Apr 2004

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 25, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE FAUSER GROUP, LLC

CRD 282351 · SEC 801-118322

AUM

$218M

Regulatory assets under management

Employees

858 client accounts

Services offered by THE FAUSER GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE FAUSER GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Earl Fauser offer?

Michael Earl Fauser specializes in Financial Planning, Investment Management.

What are Michael Earl Fauser's credentials?

Michael Earl Fauser is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Earl Fauser located?

Michael Earl Fauser is based in MERCER ISLAND, Washington, last registered with THE FAUSER GROUP, LLC.

How does Michael Earl Fauser charge for services?

Michael Earl Fauser's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE FAUSER GROUP, LLC?

THE FAUSER GROUP, LLC has approximately 4 employees and manages $218M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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