Unclaimed Profile

Teresa Michele Brokaw

WAYFINDING FINANCIAL, LLC·LYNNWOOD, Washington

SIE, Series 7, Series 66CFPClean record25 years registeredWAYFINDING FINANCIAL, LLC

19020 33RD AVENUE W, LYNNWOOD, WA 98036CRD# 4333841Firm CRD# 306208

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Teresa Michele Brokaw · LYNNWOOD, WA

Registration

CRD #4333841 · WAYFINDING FINANCIAL, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WAYFINDING FINANCIAL, LLC

WAYFINDING FINANCIAL, LLC

Mar 2020 – Nov 2023

LYNNWOOD, WA

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Apr 2013 – Mar 2020

LYNNWOOD, WA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 2001 – Apr 2013

EVERETT, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · April 6, 2001

Years registered · 25

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WAYFINDING FINANCIAL, LLC

CRD 306208 · SEC 801-118057

AUM

$292M

Regulatory assets under management

Employees

908 client accounts

Services offered by WAYFINDING FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WAYFINDING FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Teresa Michele Brokaw offer?

Teresa Michele Brokaw specializes in Financial Planning, Investment Management.

What are Teresa Michele Brokaw's credentials?

Teresa Michele Brokaw holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Teresa Michele Brokaw located?

Teresa Michele Brokaw is based in LYNNWOOD, Washington, last registered with WAYFINDING FINANCIAL, LLC.

How does Teresa Michele Brokaw charge for services?

Teresa Michele Brokaw's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WAYFINDING FINANCIAL, LLC?

WAYFINDING FINANCIAL, LLC has approximately 4 employees and manages $292M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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