Unclaimed Profile

Brian Joseph Lockett

COMPREHENSIVE WEALTH MANAGEMENT, LLC·LYNNWOOD, Washington

SIE, Series 7, Series 66CFP22 years registeredCOMPREHENSIVE WEALTH MANAGEMENT, LLC

3500 188TH ST SW, LYNNWOOD, WA 98037-4757CRD# 4573162Firm CRD# 116958

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Joseph Lockett · LYNNWOOD, WA

Registration

CRD #4573162 · COMPREHENSIVE WEALTH MANAGEMENT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

COMPREHENSIVE WEALTH MANAGEMENT

Mar 2008 – present

GENEOS WEALTH MANAGEMENT, INC.

Jun 2004 – Apr 2008

LYNNWOOD, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · June 22, 2004

Years registered · 22

Professional designation · CFP

Disclosure History

2020Regulatory·Final

2019Regulatory·Final

2016Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COMPREHENSIVE WEALTH MANAGEMENT, LLC

CRD 116958 · SEC 801-69045

AUM

$299M

Regulatory assets under management

Employees

1,633 client accounts

Services offered by COMPREHENSIVE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at COMPREHENSIVE WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Joseph Lockett offer?

Brian Joseph Lockett specializes in Financial Planning, Investment Management. Contact their office in LYNNWOOD, Washington for a consultation.

What are Brian Joseph Lockett's credentials?

Brian Joseph Lockett holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Brian Joseph Lockett located?

Brian Joseph Lockett is based in LYNNWOOD, Washington, working with COMPREHENSIVE WEALTH MANAGEMENT, LLC. Their office serves clients in the LYNNWOOD metropolitan area and surrounding communities.

How does Brian Joseph Lockett charge for services?

Brian Joseph Lockett's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPREHENSIVE WEALTH MANAGEMENT, LLC?

COMPREHENSIVE WEALTH MANAGEMENT, LLC has approximately 13 employees and manages $299M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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