Unclaimed Profile

Cathie Jean Arthurs

WAYFINDING FINANCIAL, LLC·LYNNWOOD, Washington

SIE, Series 7, Series 66Clean record20 years registeredWAYFINDING FINANCIAL, LLC

19020 33RD AVENUE W, LYNNWOOD, WA 98036CRD# 5073528Firm CRD# 306208

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cathie Jean Arthurs · LYNNWOOD, WA

Registration

CRD #5073528 · WAYFINDING FINANCIAL, LLC · 20 years registered

Brand Profile

Not yet started

Career History

WAYFINDING FINANCIAL, LLC

Nov 2021 – present

HELIUM ADVISORS LLC

Jan 2021 – Dec 2021

EVERETT, WA

FINANCIAL ENGINES ADVISORS L.L.C.

Oct 2017 – Dec 2020

LYNNWOOD, WA

CONOVER CAPITAL MANAGEMENT

Jan 2017 – Oct 2017

BELLEVUE, WA

CONOVER CAPITAL MANAGEMENT

Oct 2015 – Dec 2016

BELLEVUE, WA

CONOVER CAPITAL MANAGEMENT

Jan 2012 – Aug 2015

BELLEVUE, WA

CONOVER SECURITIES CORPORATION

Jan 2012 – Oct 2017

BELLEVUE, WA

CUNA BROKERAGE SERVICES, INC.

Jun 2006 – May 2007

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · June 15, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WAYFINDING FINANCIAL, LLC

CRD 306208 · SEC 801-118057

AUM

$292M

Regulatory assets under management

Employees

908 client accounts

Services offered by WAYFINDING FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WAYFINDING FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Cathie Jean Arthurs offer?

Cathie Jean Arthurs specializes in Financial Planning, Investment Management. Contact their office in LYNNWOOD, Washington for a consultation.

What are Cathie Jean Arthurs's credentials?

Cathie Jean Arthurs is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cathie Jean Arthurs located?

Cathie Jean Arthurs is based in LYNNWOOD, Washington, working with WAYFINDING FINANCIAL, LLC. Their office serves clients in the LYNNWOOD metropolitan area and surrounding communities.

How does Cathie Jean Arthurs charge for services?

Cathie Jean Arthurs's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WAYFINDING FINANCIAL, LLC?

WAYFINDING FINANCIAL, LLC has approximately 4 employees and manages $292M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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