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Cory Edwin Shepherd

SOUND FINANCIAL, LLC·LAKE STEVENS, Washington
SIE, Series 7, Series 66CFPChFCClean record17 years registeredSOUND FINANCIAL, LLC
6131 92ND AVE NE, LAKE STEVENS, WA 98258CRD# 5628922Firm CRD# 292271

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Cory Edwin Shepherd · LAKE STEVENS, WA
Registration
CRD #5628922 · SOUND FINANCIAL, LLC · 17 years registered
Brand Profile
Not yet started
01

Career History

SOUND FINANCIAL, LLC
Apr 2018 – present
PARK AVENUE SECURITIES LLC
Apr 2013 – May 2018
MILL CREEK, WA
METLIFE SECURITIES INC.
May 2009 – Aug 2012
BELLEVUE, WA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · May 20, 2009
Years registered · 17
Professional designations · CFP, ChFC
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SOUND FINANCIAL, LLC
CRD 292271 · SEC 801-125761
AUM
$142M
Regulatory assets under management
Employees
7
747 client accounts
Services offered by SOUND FINANCIAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at SOUND FINANCIAL, LLC →
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05

Frequently Asked Questions

What services does Cory Edwin Shepherd offer?
Cory Edwin Shepherd specializes in Financial Planning, Investment Management. Contact their office in LAKE STEVENS, Washington for a consultation.
What are Cory Edwin Shepherd's credentials?
Cory Edwin Shepherd holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Cory Edwin Shepherd located?
Cory Edwin Shepherd is based in LAKE STEVENS, Washington, working with SOUND FINANCIAL, LLC. Their office serves clients in the LAKE STEVENS metropolitan area and surrounding communities.
How does Cory Edwin Shepherd charge for services?
Cory Edwin Shepherd's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOUND FINANCIAL, LLC?
SOUND FINANCIAL, LLC has approximately 7 employees and manages $142M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SOUND FINANCIAL, LLC

Jeffrey Frank Miller
LAKE STEVENS, WA
Paul L Adams
LAKE STEVENS, WA

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Research
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