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Jeffrey Frank Miller

SOUND FINANCIAL, LLC·LAKE STEVENS, Washington
Series 657 years registeredSOUND FINANCIAL, LLC
6131 92ND AVE NE, LAKE STEVENS, WA 98258CRD# 7009796Firm CRD# 292271

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jeffrey Frank Miller · LAKE STEVENS, WA
Registration
CRD #7009796 · SOUND FINANCIAL, LLC · 7 years registered
Brand Profile
Not yet started
01

Career History

WINDMILLER
Jul 2024 – present
SOUND FINANCIAL, LLC
Oct 2018 – Apr 2024
LAKE STEVENS, WA
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · October 8, 2018
Years registered · 7
03

Disclosure History

2024Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
SOUND FINANCIAL, LLC
CRD 292271 · SEC 801-125761
AUM
$142M
Regulatory assets under management
Employees
7
747 client accounts
Services offered by SOUND FINANCIAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at SOUND FINANCIAL, LLC →
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05

Frequently Asked Questions

What services does Jeffrey Frank Miller offer?
Jeffrey Frank Miller specializes in Financial Planning, Investment Management. Contact their office in LAKE STEVENS, Washington for a consultation.
What are Jeffrey Frank Miller's credentials?
Jeffrey Frank Miller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jeffrey Frank Miller located?
Jeffrey Frank Miller is based in LAKE STEVENS, Washington, working with SOUND FINANCIAL, LLC. Their office serves clients in the LAKE STEVENS metropolitan area and surrounding communities.
How does Jeffrey Frank Miller charge for services?
Jeffrey Frank Miller's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOUND FINANCIAL, LLC?
SOUND FINANCIAL, LLC has approximately 7 employees and manages $142M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SOUND FINANCIAL, LLC

Cory Edwin Shepherd
LAKE STEVENS, WA
CFPChFC
Paul L Adams
LAKE STEVENS, WA

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