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Paul L Adams

SOUND FINANCIAL, LLC·LAKE STEVENS, Washington
SIE, Series 6, Series 7, Series 24, Series 63, Series 65Clean record22 years registeredSOUND FINANCIAL, LLC
6131 92ND AVE NE, LAKE STEVENS, WA 98258CRD# 3077936Firm CRD# 292271

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Paul L Adams · LAKE STEVENS, WA
Registration
CRD #3077936 · SOUND FINANCIAL, LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

SOUND FINANCIAL, LLC
Apr 2018 – present
PARK AVENUE SECURITIES LLC
May 2004 – May 2018
MILL CREEK, WA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · May 6, 2004
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SOUND FINANCIAL, LLC
CRD 292271 · SEC 801-125761
AUM
$142M
Regulatory assets under management
Employees
7
747 client accounts
Services offered by SOUND FINANCIAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at SOUND FINANCIAL, LLC →
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05

Frequently Asked Questions

What services does Paul L Adams offer?
Paul L Adams specializes in Financial Planning, Investment Management. Contact their office in LAKE STEVENS, Washington for a consultation.
What are Paul L Adams's credentials?
Paul L Adams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Paul L Adams located?
Paul L Adams is based in LAKE STEVENS, Washington, working with SOUND FINANCIAL, LLC. Their office serves clients in the LAKE STEVENS metropolitan area and surrounding communities.
How does Paul L Adams charge for services?
Paul L Adams's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOUND FINANCIAL, LLC?
SOUND FINANCIAL, LLC has approximately 7 employees and manages $142M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SOUND FINANCIAL, LLC

Cory Edwin Shepherd
LAKE STEVENS, WA
CFPChFC
Jeffrey Frank Miller
LAKE STEVENS, WA

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