Unclaimed Profile

Samuel Chapman Maxwell

EXECUTIVE WEALTH GROUP, LLC·KIRKLAND, Washington

SIE, Series 7, Series 63, Series 65Clean record30 years registeredEXECUTIVE WEALTH GROUP, LLC

3435 CARILLON POINT, KIRKLAND, WA 98033CRD# 2136258Firm CRD# 283103

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Samuel Chapman Maxwell · KIRKLAND, WA

Registration

CRD #2136258 · EXECUTIVE WEALTH GROUP, LLC · 30 years registered

Brand Profile

Not yet started

Career History

FOCUS PARTNERS WEALTH, LLC

Jul 2025 – present

BORDEAUX WEALTH ADVISORS

May 2024 – Oct 2025

Kirkland, WA

EXECUTIVE WEALTH GROUP, LLC

Apr 2017 – Jun 2024

KIRKLAND, WA

MORGAN STANLEY

Jun 2009 – Apr 2017

SEATTLE, WA

MORGAN STANLEY & CO. INCORPORATED

Jan 2008 – Jun 2009

SEATTLE, WA

RBC DAIN RAUSCHER INC.

Jul 1996 – Jan 2008

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · July 16, 1996

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EXECUTIVE WEALTH GROUP, LLC

CRD 283103 · SEC 801-108940

AUM

$394M

Regulatory assets under management

Employees

220 client accounts

Services offered by EXECUTIVE WEALTH GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EXECUTIVE WEALTH GROUP, LLC →

Introduction

Speak with Samuel

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Samuel is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in KIRKLAND?

Browse all registered financial advisors in KIRKLAND, Washington or claim this profile if it's yours.

Browse KIRKLAND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Samuel Chapman Maxwell offer?

Samuel Chapman Maxwell specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in KIRKLAND, Washington for a consultation.

What are Samuel Chapman Maxwell's credentials?

Samuel Chapman Maxwell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Samuel Chapman Maxwell located?

Samuel Chapman Maxwell is based in KIRKLAND, Washington, working with EXECUTIVE WEALTH GROUP, LLC. Their office serves clients in the KIRKLAND metropolitan area and surrounding communities.

How does Samuel Chapman Maxwell charge for services?

Samuel Chapman Maxwell's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EXECUTIVE WEALTH GROUP, LLC?

EXECUTIVE WEALTH GROUP, LLC has approximately 2 employees and manages $394M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →