Unclaimed Profile

Kathleen Ann Miller

MILLER ADVISORS INC·KIRKLAND, Washington

Series 7, Series 24, Series 63, Series 65Clean record34 years registeredMILLER ADVISORS INC

11 TENTH AVENUE, KIRKLAND, WA 98033CRD# 1019357Firm CRD# 106603

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathleen Ann Miller · KIRKLAND, WA

Registration

CRD #1019357 · MILLER ADVISORS INC · 34 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MILLER ADVISORS INC

MERCER GLOBAL ADVISORS INC.

Nov 2021 – Apr 2024

Kirkland, WA

RAYMOND JAMES FINANCIAL SERVICES

Sep 1997 – Oct 2006

KIRKLAND, WA

MILLER ADVISORS, INC.

May 1992 – Dec 2021

KIRKLAND, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · May 19, 1992

Years registered · 34

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MILLER ADVISORS INC

CRD 106603 · SEC 801-40998

AUM

$205M

Regulatory assets under management

Employees

444 client accounts

Services offered by MILLER ADVISORS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MILLER ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does Kathleen Ann Miller offer?

Kathleen Ann Miller specializes in Financial Planning, Investment Management.

What are Kathleen Ann Miller's credentials?

Kathleen Ann Miller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathleen Ann Miller located?

Kathleen Ann Miller is based in KIRKLAND, Washington, last registered with MILLER ADVISORS INC.

How does Kathleen Ann Miller charge for services?

Kathleen Ann Miller's firm is compensated through percentage of aum, hourly charges, subscription fees, other: non-variable life insurance and long term care insurance. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MILLER ADVISORS INC?

MILLER ADVISORS INC has approximately 6 employees and manages $205M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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