Unclaimed Profile

Dwight S. Whiting

AUXANO ADVISORS, LLC·BELLEVUE, Washington

SIE, Series 7, Series 31, Series 66Clean record21 years registeredAUXANO ADVISORS, LLC

10900 NE 4TH STREET, BELLEVUE, WA 98004CRD# 4904938Firm CRD# 145179

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dwight S. Whiting · BELLEVUE, WA

Registration

CRD #4904938 · AUXANO ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

AUXANO ADVISORS

Oct 2014 – present

MORGAN STANLEY

Jun 2009 – Oct 2014

BELLEVUE, WA

MORGAN STANLEY & CO. INCORPORATED

May 2008 – Jun 2009

BELLEVUE, WA

UBS FINANCIAL SERVICES INC.

Mar 2005 – May 2008

BELLEVUE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 66

Registration record

First registered · March 21, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AUXANO ADVISORS, LLC

CRD 145179 · SEC 801-68424

AUM

$1.3B

Regulatory assets under management

Employees

1,887 client accounts

Services offered by AUXANO ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AUXANO ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Dwight S. Whiting offer?

Dwight S. Whiting specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in BELLEVUE, Washington for a consultation.

What are Dwight S. Whiting's credentials?

Dwight S. Whiting is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dwight S. Whiting located?

Dwight S. Whiting is based in BELLEVUE, Washington, working with AUXANO ADVISORS, LLC. Their office serves clients in the BELLEVUE metropolitan area and surrounding communities.

How does Dwight S. Whiting charge for services?

Dwight S. Whiting's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AUXANO ADVISORS, LLC?

AUXANO ADVISORS, LLC has approximately 13 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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