Unclaimed Profile

Ryan Charles Oates

WATER STREET FINANCIAL LLC·WINCHESTER, Virginia

SIE, Series 7, Series 66CFPClean record18 years registeredWATER STREET FINANCIAL LLC

335 WESTSIDE STATION DRIVE, WINCHESTER, VA 22601CRD# 5399398Firm CRD# 314822

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ryan Charles Oates · WINCHESTER, VA

Registration

CRD #5399398 · WATER STREET FINANCIAL LLC · 18 years registered

Brand Profile

Not yet started

Career History

WEALTHCARE ADVISORY PARTNERS LLC

Jan 2024 – present

WATER STREET FINANCIAL LLC

Oct 2021 – Dec 2023

WINCHESTER, VA

WEALTHCARE ADVISORY PARTNERS LLC

Feb 2016 – Sep 2021

WINCHESTER, VA

INFINEX INVESTMENTS, INC.

Apr 2010 – Jan 2016

Winchester, VA

WELLS FARGO ADVISORS, LLC

Oct 2007 – Apr 2010

WINCHESTER, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · October 8, 2007

Years registered · 18

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WATER STREET FINANCIAL LLC

CRD 314822 · SEC 801-121720

AUM

$147M

Regulatory assets under management

Employees

542 client accounts

Services offered by WATER STREET FINANCIAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WATER STREET FINANCIAL LLC →

Introduction

Speak with Ryan

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Ryan is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WINCHESTER?

Browse all registered financial advisors in WINCHESTER, Virginia or claim this profile if it's yours.

Browse WINCHESTER Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Ryan Charles Oates offer?

Ryan Charles Oates specializes in Financial Planning, Investment Management. Contact their office in WINCHESTER, Virginia for a consultation.

What are Ryan Charles Oates's credentials?

Ryan Charles Oates holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Ryan Charles Oates located?

Ryan Charles Oates is based in WINCHESTER, Virginia, working with WATER STREET FINANCIAL LLC. Their office serves clients in the WINCHESTER metropolitan area and surrounding communities.

How does Ryan Charles Oates charge for services?

Ryan Charles Oates's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WATER STREET FINANCIAL LLC?

WATER STREET FINANCIAL LLC has approximately 8 employees and manages $147M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →