Unclaimed Profile

Christopher Stephen Cotterell

WATER STREET FINANCIAL LLC·WINCHESTER, Virginia

SIE, Series 7, Series 9, Series 10, Series 63, Series 66Clean record21 years registeredWATER STREET FINANCIAL LLC

335 WESTSIDE STATION DRIVE, WINCHESTER, VA 22601CRD# 2128551Firm CRD# 314822

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher Stephen Cotterell · WINCHESTER, VA

Registration

CRD #2128551 · WATER STREET FINANCIAL LLC · 21 years registered

Brand Profile

Not yet started

Career History

WEALTHCARE ADVISORY PARTNERS LLC

Jan 2024 – present

WATER STREET FINANCIAL LLC

Oct 2021 – Dec 2023

WINCHESTER, VA

WEALTHCARE ADVISORY PARTNERS LLC

Feb 2016 – Sep 2021

WINCHESTER, VA

INFINEX INVESTMENTS, INC.

Jun 2008 – Jan 2016

Winchester, VA

BI INVESTMENTS, LLC

Nov 2007 – Jun 2008

WINCHESTER, VA

AMERICAN GENERAL SECURITIES INCORPORATED

Oct 2004 – Oct 2007

WINCHESTER, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · October 20, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WATER STREET FINANCIAL LLC

CRD 314822 · SEC 801-121720

AUM

$147M

Regulatory assets under management

Employees

542 client accounts

Services offered by WATER STREET FINANCIAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WATER STREET FINANCIAL LLC →

Introduction

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Frequently Asked Questions

What services does Christopher Stephen Cotterell offer?

Christopher Stephen Cotterell specializes in Financial Planning, Investment Management. Contact their office in WINCHESTER, Virginia for a consultation.

What are Christopher Stephen Cotterell's credentials?

Christopher Stephen Cotterell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher Stephen Cotterell located?

Christopher Stephen Cotterell is based in WINCHESTER, Virginia, working with WATER STREET FINANCIAL LLC. Their office serves clients in the WINCHESTER metropolitan area and surrounding communities.

How does Christopher Stephen Cotterell charge for services?

Christopher Stephen Cotterell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WATER STREET FINANCIAL LLC?

WATER STREET FINANCIAL LLC has approximately 8 employees and manages $147M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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