Unclaimed Profile

Brian Patrick Walsh

THE ASCENT GROUP, LLC·VIRGINIA BEACH, Virginia

SIE, Series 6, Series 7, Series 24, Series 63, Series 65ChFCClean record23 years registeredTHE ASCENT GROUP, LLC

5029 CORPORATE WOODS DRIVE, VIRGINIA BEACH, VA 23462CRD# 1432309Firm CRD# 314424

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Patrick Walsh · VIRGINIA BEACH, VA

Registration

CRD #1432309 · THE ASCENT GROUP, LLC · 23 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Aug 2024 – present

THE ASCENT GROUP, LLC

May 2021 – present

AMERITAS ADVISORY SERVICES

Jun 2006 – Nov 2021

WAYNE, PA

CARILLON INVESTMENTS, INC

Mar 2003 – Jun 2006

WAYNE, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 13, 2003

Years registered · 23

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE ASCENT GROUP, LLC

CRD 314424 · SEC 801-121182

AUM

$2.9B

Regulatory assets under management

Employees

4,261 client accounts

Services offered by THE ASCENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE ASCENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Patrick Walsh offer?

Brian Patrick Walsh specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in VIRGINIA BEACH, Virginia for a consultation.

What are Brian Patrick Walsh's credentials?

Brian Patrick Walsh holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Brian Patrick Walsh located?

Brian Patrick Walsh is based in VIRGINIA BEACH, Virginia, working with THE ASCENT GROUP, LLC. Their office serves clients in the VIRGINIA BEACH metropolitan area and surrounding communities.

How does Brian Patrick Walsh charge for services?

Brian Patrick Walsh's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE ASCENT GROUP, LLC?

THE ASCENT GROUP, LLC has approximately 23 employees and manages $2.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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