Unclaimed Profile

Mark Stephen Batzel

THE ASCENT GROUP, LLC·VIRGINIA BEACH, Virginia

SIE, Series 6, Series 7, Series 63, Series 65Clean record26 years registeredTHE ASCENT GROUP, LLC

5029 CORPORATE WOODS DRIVE, VIRGINIA BEACH, VA 23462CRD# 1911220Firm CRD# 314424

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Stephen Batzel · VIRGINIA BEACH, VA

Registration

CRD #1911220 · THE ASCENT GROUP, LLC · 26 years registered

Brand Profile

Not yet started

Career History

THE ASCENT GROUP, LLC

Jun 2021 – present

AMERITAS ADVISORY SERVICES

Jun 2006 – Jun 2021

VIRGINIA BEACH, VA

CARILLON INVESTMENTS, INC

Apr 2000 – Jun 2006

VIRGINIA BEACH, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · April 4, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE ASCENT GROUP, LLC

CRD 314424 · SEC 801-121182

AUM

$2.9B

Regulatory assets under management

Employees

4,261 client accounts

Services offered by THE ASCENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE ASCENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Mark Stephen Batzel offer?

Mark Stephen Batzel specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in VIRGINIA BEACH, Virginia for a consultation.

What are Mark Stephen Batzel's credentials?

Mark Stephen Batzel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Stephen Batzel located?

Mark Stephen Batzel is based in VIRGINIA BEACH, Virginia, working with THE ASCENT GROUP, LLC. Their office serves clients in the VIRGINIA BEACH metropolitan area and surrounding communities.

How does Mark Stephen Batzel charge for services?

Mark Stephen Batzel's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE ASCENT GROUP, LLC?

THE ASCENT GROUP, LLC has approximately 23 employees and manages $2.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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