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Elizabeth Sims Duff

HARBOUR CAPITAL ADVISORS, LLC·TYSONS CORNER, Virginia
Series 7, Series 63, Series 66Clean record23 years registeredHARBOUR CAPITAL ADVISORS, LLC
1595 SPRING HILL ROAD, TYSONS CORNER, VA 22182CRD# 3016285Firm CRD# 157266

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Elizabeth Sims Duff · TYSONS CORNER, VA
Registration
CRD #3016285 · HARBOUR CAPITAL ADVISORS, LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

HARBOUR CAPITAL ADVISORS, LLC
Aug 2011 – present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Oct 2009 – Feb 2011
MCLEAN, VA
BANC OF AMERICA INVESTMENT SERVICES, INC.
Feb 2003 – Oct 2009
MCLEAN, VA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 66
Registration record
First registered · February 3, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HARBOUR CAPITAL ADVISORS, LLC
CRD 157266 · SEC 801-77679
AUM
$580M
Regulatory assets under management
Employees
10
433 client accounts
Services offered by HARBOUR CAPITAL ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Other
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at HARBOUR CAPITAL ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Elizabeth Sims Duff offer?
Elizabeth Sims Duff specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in TYSONS CORNER, Virginia for a consultation.
What are Elizabeth Sims Duff's credentials?
Elizabeth Sims Duff is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Elizabeth Sims Duff located?
Elizabeth Sims Duff is based in TYSONS CORNER, Virginia, working with HARBOUR CAPITAL ADVISORS, LLC. Their office serves clients in the TYSONS CORNER metropolitan area and surrounding communities.
How does Elizabeth Sims Duff charge for services?
Elizabeth Sims Duff's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HARBOUR CAPITAL ADVISORS, LLC?
HARBOUR CAPITAL ADVISORS, LLC has approximately 10 employees and manages $580M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HARBOUR CAPITAL ADVISORS, LLC

Thomas Sargent Kim
TYSONS CORNER, VA
Marcus Lorenzo Ware
TYSONS CORNER, VA
Kevin Gerard Hennessy
TYSONS CORNER, VA

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