Unclaimed Profile

Nicholas Roger Bertozzi

CHERRY BEKAERT WEALTH MANAGEMENT LLC·RICHMOND, Virginia

Series 7, Series 55, Series 63, Series 65Clean record18 years registeredCHERRY BEKAERT WEALTH MANAGEMENT LLC

200 SOUTH 10TH STREET, RICHMOND, VA 23219CRD# 4666789Firm CRD# 108504

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Roger Bertozzi · RICHMOND, VA

Registration

CRD #4666789 · CHERRY BEKAERT WEALTH MANAGEMENT LLC · 18 years registered

Brand Profile

Not yet started

Career History

CHOREO, LLC

Jan 2023 – present

CHERRY BEKAERT WEALTH MANAGEMENT LLC

Oct 2018 – Jan 2023

RICHMOND, VA

SBK FINANCIAL, INC.

Sep 2018 – Oct 2018

RICHMOND, VA

CHERRY BEKAERT WEALTH MANAGEMENT LLC

Feb 2013 – Sep 2018

RICHMOND, VA

ROSELINE CAPITOL ADVISORS, LLC

Jan 2008 – Jan 2013

RICHMOND, VA

Registrations & Exams

FINRA examinations passed

Series 7

Series 55

Series 63

Series 65

Registration record

First registered · January 23, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CHERRY BEKAERT WEALTH MANAGEMENT LLC

CRD 108504 · SEC 801-64395

AUM

$569M

Regulatory assets under management

Employees

1,422 client accounts

Services offered by CHERRY BEKAERT WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CHERRY BEKAERT WEALTH MANAGEMENT LLC →

Introduction

Speak with Nicholas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Nicholas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in RICHMOND?

Browse all registered financial advisors in RICHMOND, Virginia or claim this profile if it's yours.

Browse RICHMOND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Nicholas Roger Bertozzi offer?

Nicholas Roger Bertozzi specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in RICHMOND, Virginia for a consultation.

What are Nicholas Roger Bertozzi's credentials?

Nicholas Roger Bertozzi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Roger Bertozzi located?

Nicholas Roger Bertozzi is based in RICHMOND, Virginia, working with CHERRY BEKAERT WEALTH MANAGEMENT LLC. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.

How does Nicholas Roger Bertozzi charge for services?

Nicholas Roger Bertozzi's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHERRY BEKAERT WEALTH MANAGEMENT LLC?

CHERRY BEKAERT WEALTH MANAGEMENT LLC has approximately 16 employees and manages $569M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →