Unclaimed Profile

John Cole Scott

CLOSED-END FUND ADVISORS INC.·RICHMOND, Virginia

Series 7, Series 31, Series 6625 years registeredCLOSED-END FUND ADVISORS INC.

7204 GLEN FOREST DRIVE, RICHMOND, VA 23226CRD# 4364191Firm CRD# 115562

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Cole Scott · RICHMOND, VA

Registration

CRD #4364191 · CLOSED-END FUND ADVISORS INC. · 25 years registered

Brand Profile

Not yet started

Career History

CEF ADVISORS

Jun 2001 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 66

Registration record

First registered · June 21, 2001

Years registered · 25

Disclosure History

2026Customer Dispute·Pending

2020Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CLOSED-END FUND ADVISORS INC.

CRD 115562 · SEC 801-113697

AUM

$159M

Regulatory assets under management

Employees

148 client accounts

Services offered by CLOSED-END FUND ADVISORS INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Market timing services

Educational seminars/workshops

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at CLOSED-END FUND ADVISORS INC. →

Introduction

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Frequently Asked Questions

What services does John Cole Scott offer?

John Cole Scott specializes in Investment Management, Financial Education. Contact their office in RICHMOND, Virginia for a consultation.

What are John Cole Scott's credentials?

John Cole Scott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Cole Scott located?

John Cole Scott is based in RICHMOND, Virginia, working with CLOSED-END FUND ADVISORS INC.. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.

How does John Cole Scott charge for services?

John Cole Scott's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLOSED-END FUND ADVISORS INC.?

CLOSED-END FUND ADVISORS INC. has approximately 4 employees and manages $159M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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