Unclaimed Profile

John Cole Scott

CLOSED-END FUND ADVISORS INC.·RICHMOND, Virginia

Clean recordCLOSED-END FUND ADVISORS INC.

7204 GLEN FOREST DRIVE, RICHMOND, VA 23226CRD# 4364191Firm CRD# 115562

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Cole Scott · RICHMOND, VA

Registration

CRD #4364191 · CLOSED-END FUND ADVISORS INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

John Cole Scott is a registered financial advisor based in RICHMOND, Virginia, affiliated with CLOSED-END FUND ADVISORS INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Financial Education

Client Types

Individuals

Institutional Investors

Introduction

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Firm Overview

Firm

CLOSED-END FUND ADVISORS INC.

CLOSED-END FUND ADVISORS

AUM

$159M

Regulatory assets under management

Employees

Total firm employees

View all advisors at CLOSED-END FUND ADVISORS INC. →

Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Market timing services

Educational seminars/workshops

Other

Background

Compensation

Percentage of AUM

Hourly charges

Fixed fees

Subscription fees

Regulatory

SEC/IARD CRD# 4364191

Firm CRD# 115562

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does John Cole Scott offer?

John Cole Scott specializes in Investment Management, Financial Education. Contact their office in RICHMOND, Virginia for a consultation.

What are John Cole Scott's credentials?

John Cole Scott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Cole Scott located?

John Cole Scott is based in RICHMOND, Virginia, working with CLOSED-END FUND ADVISORS INC.. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.

How does John Cole Scott charge for services?

John Cole Scott's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLOSED-END FUND ADVISORS INC.?

CLOSED-END FUND ADVISORS INC. has approximately 4 employees and manages $159M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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