Unclaimed Profile

George Cole Scott

CLOSED-END FUND ADVISORS INC.·RICHMOND, Virginia

Series 000, Series 1, Series 63, Series 65Clean record29 years registeredCLOSED-END FUND ADVISORS INC.

7204 GLEN FOREST DRIVE, RICHMOND, VA 23226CRD# 416994Firm CRD# 115562

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

George Cole Scott · RICHMOND, VA

Registration

CRD #416994 · CLOSED-END FUND ADVISORS INC. · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CLOSED-END FUND ADVISORS INC.

CLOSED-END FUND ADVISORS

Nov 1996 – Nov 2023

RICHMOND, VA

Registrations & Exams

FINRA examinations passed

Series 000

Series 1

Series 63

Series 65

Registration record

First registered · November 7, 1996

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CLOSED-END FUND ADVISORS INC.

CRD 115562 · SEC 801-113697

AUM

$159M

Regulatory assets under management

Employees

148 client accounts

Services offered by CLOSED-END FUND ADVISORS INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Market timing services

Educational seminars/workshops

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at CLOSED-END FUND ADVISORS INC. →

Introduction

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Frequently Asked Questions

What services does George Cole Scott offer?

George Cole Scott specializes in Investment Management, Financial Education.

What are George Cole Scott's credentials?

George Cole Scott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is George Cole Scott located?

George Cole Scott is based in RICHMOND, Virginia, last registered with CLOSED-END FUND ADVISORS INC..

How does George Cole Scott charge for services?

George Cole Scott's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLOSED-END FUND ADVISORS INC.?

CLOSED-END FUND ADVISORS INC. has approximately 4 employees and manages $159M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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