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Michael Francis Swallow

WELLINGS CAPITAL MANAGEMENT, LLC·LYNCHBURG, Virginia
Unclaimed Profile
114 TRADEWYND DRIVE, LYNCHBURG, VA 24502CRD# 3241109Firm CRD# 316324
01

About

Michael Francis Swallow is a registered financial advisor based in LYNCHBURG, Virginia, affiliated with WELLINGS CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Client Types
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
WELLINGS CAPITAL MANAGEMENT, LLC
WELLINGS CAPITAL
AUM
$129M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at WELLINGS CAPITAL MANAGEMENT, LLC →
Services
Portfolio management (pooled investments)
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 3241109
Firm CRD# 316324
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Michael Francis Swallow offer?
Michael Francis Swallow specializes in Investment Management, Retirement Planning. Contact their office in LYNCHBURG, Virginia for a consultation.
What are Michael Francis Swallow's credentials?
Michael Francis Swallow is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Francis Swallow located?
Michael Francis Swallow is based in LYNCHBURG, Virginia, working with WELLINGS CAPITAL MANAGEMENT, LLC. Their office serves clients in the LYNCHBURG metropolitan area and surrounding communities.
How does Michael Francis Swallow charge for services?
Michael Francis Swallow's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WELLINGS CAPITAL MANAGEMENT, LLC?
WELLINGS CAPITAL MANAGEMENT, LLC has approximately 7 employees and manages $129M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Virginia
RICHMOND (555)ARLINGTON (226)MCLEAN (211)CHARLOTTESVILLE (203)ALEXANDRIA (149)
City Guides
RICHMOND GuideARLINGTON GuideMCLEAN GuideCHARLOTTESVILLE GuideALEXANDRIA Guide
Research
Advisor Fees in VirginiaNational Fee Analysis
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