Unclaimed Profile

Mark Grisham Cooke

HERITAGE FINANCIAL LLC·GAINESVILLE, Virginia

SIE, Series 6, Series 7, Series 63, Series 65Clean record23 years registeredHERITAGE FINANCIAL LLC

7001 HERITAGE VILLAGE PLAZA, GAINESVILLE, VA 20155CRD# 4433874Firm CRD# 285149

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Grisham Cooke · GAINESVILLE, VA

Registration

CRD #4433874 · HERITAGE FINANCIAL LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HERITAGE FINANCIAL LLC

HERITAGE FINANCIAL LLC

Oct 2016 – Mar 2024

GAINESVILLE, VA

ACORN FINANCIAL ADVISORY SERVICES, INC.

Jan 2011 – Oct 2016

GAINESVILLE, VA

H. BECK, INC.

Nov 2006 – Jan 2011

GAINESVILLE, VA

MML INVESTORS SERVICES, INC.

Nov 2002 – Nov 2006

GAINESVILLE, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · November 6, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HERITAGE FINANCIAL, LLC

CRD 285149 · SEC 801-114336

AUM

$281M

Regulatory assets under management

Employees

1,286 client accounts

Services offered by HERITAGE FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HERITAGE FINANCIAL, LLC →

Introduction

Speak with Mark

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Mark is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in GAINESVILLE?

Browse all registered financial advisors in GAINESVILLE, Virginia or claim this profile if it's yours.

Browse GAINESVILLE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Mark Grisham Cooke offer?

Mark Grisham Cooke specializes in Financial Planning, Investment Management.

What are Mark Grisham Cooke's credentials?

Mark Grisham Cooke is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Grisham Cooke located?

Mark Grisham Cooke is based in GAINESVILLE, Virginia, last registered with HERITAGE FINANCIAL LLC.

How does Mark Grisham Cooke charge for services?

Mark Grisham Cooke's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HERITAGE FINANCIAL LLC?

HERITAGE FINANCIAL LLC has approximately 8 employees and manages $281M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →