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David Kalani Morton

HERITAGE FINANCIAL LLC·GAINESVILLE, Virginia
SIE, Series 6, Series 7, Series 63, Series 65Clean record21 years registeredHERITAGE FINANCIAL LLC
7001 HERITAGE VILLAGE PLAZA, GAINESVILLE, VA 20155CRD# 4912079Firm CRD# 285149

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Kalani Morton · GAINESVILLE, VA
Registration
CRD #4912079 · HERITAGE FINANCIAL LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

HERITAGE FINANCIAL LLC
Oct 2016 – present
ACORN FINANCIAL ADVISORY SERVICES, INC.
Feb 2011 – Oct 2016
GAINESVILLE, VA
H. BECK, INC.
Feb 2009 – Jan 2011
GAINESVILLE, VA
MML INVESTORS SERVICES, INC.
Aug 2005 – Dec 2008
VIENNA, VA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Series 65
Registration record
First registered · August 2, 2005
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HERITAGE FINANCIAL, LLC
CRD 285149 · SEC 801-114336
AUM
$281M
Regulatory assets under management
Employees
8
1,286 client accounts
Services offered by HERITAGE FINANCIAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HERITAGE FINANCIAL, LLC →
Introduction

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05

Frequently Asked Questions

What services does David Kalani Morton offer?
David Kalani Morton specializes in Financial Planning, Investment Management. Contact their office in GAINESVILLE, Virginia for a consultation.
What are David Kalani Morton's credentials?
David Kalani Morton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Kalani Morton located?
David Kalani Morton is based in GAINESVILLE, Virginia, working with HERITAGE FINANCIAL LLC. Their office serves clients in the GAINESVILLE metropolitan area and surrounding communities.
How does David Kalani Morton charge for services?
David Kalani Morton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HERITAGE FINANCIAL LLC?
HERITAGE FINANCIAL LLC has approximately 8 employees and manages $281M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HERITAGE FINANCIAL LLC

Elizabeth Lannon Clark
GAINESVILLE, VA
Mark Grisham Cooke
GAINESVILLE, VA
James Robert Moon
GAINESVILLE, VA

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Nearby cities in Virginia
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