Unclaimed Profile

David Edward Smith

E*TRADE CAPITAL MANAGEMENT, LLC·ARLINGTON, Virginia

SIE, Series 7, Series 63Clean record24 years registeredE*TRADE CAPITAL MANAGEMENT, LLC

671 N. GLEBE ROAD, ARLINGTON, VA 22203CRD# 2812623Firm CRD# 42159

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Edward Smith · ARLINGTON, VA

Registration

CRD #2812623 · E*TRADE CAPITAL MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: E*TRADE CAPITAL MANAGEMENT, LLC

UBS FINANCIAL SERVICES INC.

May 2002 – Jun 2006

WEEHAWKEN, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · May 23, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

E*TRADE CAPITAL MANAGEMENT, LLC

CRD 42159 · SEC 801-58085

AUM

$7.4B

Regulatory assets under management

Employees

90,806 client accounts

Services offered by E*TRADE CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at E*TRADE CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does David Edward Smith offer?

David Edward Smith specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are David Edward Smith's credentials?

David Edward Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Edward Smith located?

David Edward Smith is based in ARLINGTON, Virginia, last registered with E*TRADE CAPITAL MANAGEMENT, LLC.

How does David Edward Smith charge for services?

David Edward Smith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is E*TRADE CAPITAL MANAGEMENT, LLC?

E*TRADE CAPITAL MANAGEMENT, LLC is a registered investment adviser with the SEC, managing $7.4B in regulatory assets under management. See their Form ADV for full details.

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