Unclaimed Profile

Robert Franklin

EQUITY SERVICES, INC.·MONTPELIER, Vermont

SIE, Series 7, Series 24, Series 63, Series 66Clean record20 years registeredEQUITY SERVICES, INC.

ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604CRD# 3213051Firm CRD# 265

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Franklin · MONTPELIER, VT

Registration

CRD #3213051 · EQUITY SERVICES, INC. · 20 years registered

Brand Profile

Not yet started

Career History

ESI FINANCIAL ADVISORS

Oct 2023 – present

KESTRA ADVISORY SERVICES, LLC

Apr 2016 – Apr 2023

AUSTIN, TX

NFP ADVISOR SERVICES, LLC

Jun 2015 – Sep 2016

AUSTIN, TX

LION STREET ADVISORS, LLC

Mar 2015 – Jun 2015

AUSTIN, TX

NFP ADVISOR SERVICES, LLC

Jun 2012 – Mar 2015

AUSTIN, TX

SANDERS MORRIS HARRIS INC.

Jun 2010 – May 2012

HOUSTON, TX

NFP SECURITIES, INC.

Oct 2007 – Apr 2009

AUSTIN, TX

1717 CAPITAL MANAGEMENT COMPANY

Apr 2006 – Oct 2007

MIDLOTHIAN, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · April 7, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EQUITY SERVICES, INC.

CRD 265 · SEC 801-41722

AUM

$2.1B

Regulatory assets under management

Employees

450

11,558 client accounts

Services offered by EQUITY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at EQUITY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Robert Franklin offer?

Robert Franklin specializes in Financial Planning, Investment Management. Contact their office in MONTPELIER, Vermont for a consultation.

What are Robert Franklin's credentials?

Robert Franklin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Franklin located?

Robert Franklin is based in MONTPELIER, Vermont, working with EQUITY SERVICES, INC.. Their office serves clients in the MONTPELIER metropolitan area and surrounding communities.

How does Robert Franklin charge for services?

Robert Franklin's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EQUITY SERVICES, INC.?

EQUITY SERVICES, INC. has approximately 450 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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