Unclaimed Profile

John Francis Keenan

EQUITY SERVICES, INC.·MONTPELIER, Vermont

SIE, Series 6, Series 7TO, Series 26, Series 63CFP ChFCClean record4 years registeredEQUITY SERVICES, INC.

ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604CRD# 2222699Firm CRD# 265

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Francis Keenan · MONTPELIER, VT

Registration

CRD #2222699 · EQUITY SERVICES, INC. · 4 years registered

Brand Profile

Not yet started

Career History

ESI FINANCIAL ADVISORS

May 2022 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7TO

Series 26

Series 63

Registration record

First registered · May 12, 2022

Years registered · 4

Professional designations · CFP, ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EQUITY SERVICES, INC.

CRD 265 · SEC 801-41722

AUM

$2.1B

Regulatory assets under management

Employees

450

11,558 client accounts

Services offered by EQUITY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at EQUITY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does John Francis Keenan offer?

John Francis Keenan specializes in Financial Planning, Investment Management. Contact their office in MONTPELIER, Vermont for a consultation.

What are John Francis Keenan's credentials?

John Francis Keenan holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John Francis Keenan located?

John Francis Keenan is based in MONTPELIER, Vermont, working with EQUITY SERVICES, INC.. Their office serves clients in the MONTPELIER metropolitan area and surrounding communities.

How does John Francis Keenan charge for services?

John Francis Keenan's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EQUITY SERVICES, INC.?

EQUITY SERVICES, INC. has approximately 450 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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