Unclaimed Profile

Frances Tierno

EQUITY SERVICES, INC.·MONTPELIER, Vermont

SIE, Series 6, Series 7, Series 24, Series 26, Series 66Clean record20 years registeredEQUITY SERVICES, INC.

ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604CRD# 2547772Firm CRD# 265

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frances Tierno · MONTPELIER, VT

Registration

CRD #2547772 · EQUITY SERVICES, INC. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EQUITY SERVICES, INC.

ESI FINANCIAL ADVISORS

Jan 2010 – Feb 2021

BELLMAWR, NJ

NATIONWIDE SECURITIES, LLC

Aug 2008 – Nov 2009

NEWARK, DE

1717 CAPITAL MANAGEMENT COMPANY

Jul 2006 – Aug 2008

NEWARK, DE

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 66

Registration record

First registered · July 14, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EQUITY SERVICES, INC.

CRD 265 · SEC 801-41722

AUM

$2.1B

Regulatory assets under management

Employees

450

11,558 client accounts

Services offered by EQUITY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at EQUITY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Frances Tierno offer?

Frances Tierno specializes in Financial Planning, Investment Management.

What are Frances Tierno's credentials?

Frances Tierno is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frances Tierno located?

Frances Tierno is based in MONTPELIER, Vermont, last registered with EQUITY SERVICES, INC..

How does Frances Tierno charge for services?

Frances Tierno's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EQUITY SERVICES, INC.?

EQUITY SERVICES, INC. has approximately 450 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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