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Timothy A Humphrey

ROCK POINT ADVISORS, LLC·BURLINGTON, Vermont
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77 COLLEGE STREET, 4TH FLOOR, BURLINGTON, VT 05401-4014CRD# 5568212Firm CRD# 130825
01

About

Timothy A Humphrey is a registered financial advisor based in BURLINGTON, Vermont, affiliated with ROCK POINT ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
ROCK POINT ADVISORS, LLC
ROCK POINT ADVISORS, LLC
AUM
$527M
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at ROCK POINT ADVISORS, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 5568212
Firm CRD# 130825
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Timothy A Humphrey offer?
Timothy A Humphrey specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in BURLINGTON, Vermont for a consultation.
What are Timothy A Humphrey's credentials?
Timothy A Humphrey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Timothy A Humphrey located?
Timothy A Humphrey is based in BURLINGTON, Vermont, working with ROCK POINT ADVISORS, LLC. Their office serves clients in the BURLINGTON metropolitan area and surrounding communities.
How does Timothy A Humphrey charge for services?
Timothy A Humphrey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROCK POINT ADVISORS, LLC?
ROCK POINT ADVISORS, LLC has approximately 9 employees and manages $527M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Vermont
MONTPELIER (49)SOUTH BURLINGTON (17)MANCHESTER (17)BRATTLEBORO (13)SHELBURNE (11)
City Guides
MONTPELIER GuideSOUTH BURLINGTON GuideMANCHESTER GuideBRATTLEBORO GuideSHELBURNE Guide
Research
Advisor Fees in VermontNational Fee Analysis
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