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Michael Leighton Huffman

ROCK POINT ADVISORS, LLC·BURLINGTON, Vermont
Clean recordROCK POINT ADVISORS, LLC
77 COLLEGE STREET, 4TH FLOOR, BURLINGTON, VT 05401-4014CRD# 1367117Firm CRD# 130825

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Leighton Huffman · BURLINGTON, VT
Registration
CRD #1367117 · ROCK POINT ADVISORS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Michael Leighton Huffman is a registered financial advisor based in BURLINGTON, Vermont, affiliated with ROCK POINT ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
ROCK POINT ADVISORS, LLC
ROCK POINT ADVISORS, LLC
AUM
$527M
Regulatory assets under management
Employees
9
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 1367117
Firm CRD# 130825
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05

Frequently Asked Questions

What services does Michael Leighton Huffman offer?
Michael Leighton Huffman specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in BURLINGTON, Vermont for a consultation.
What are Michael Leighton Huffman's credentials?
Michael Leighton Huffman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Leighton Huffman located?
Michael Leighton Huffman is based in BURLINGTON, Vermont, working with ROCK POINT ADVISORS, LLC. Their office serves clients in the BURLINGTON metropolitan area and surrounding communities.
How does Michael Leighton Huffman charge for services?
Michael Leighton Huffman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROCK POINT ADVISORS, LLC?
ROCK POINT ADVISORS, LLC has approximately 9 employees and manages $527M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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