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Michael Leighton Huffman

ROCK POINT ADVISORS, LLC·BURLINGTON, Vermont
Clean record28 years registeredROCK POINT ADVISORS, LLC
77 COLLEGE STREET, 4TH FLOOR, BURLINGTON, VT 05401-4014CRD# 1367117Firm CRD# 130825

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Leighton Huffman · BURLINGTON, VT
Registration
CRD #1367117 · ROCK POINT ADVISORS, LLC · 28 years registered
Brand Profile
Not yet started
01

Career History

ROCK POINT ADVISORS, LLC
Jun 2004 – present
FRASER MANAGEMENT ASSOCIATES, INC.
Dec 1997 – Jul 2004
BURLINGTON, VT
02

Registrations & Exams

Registration record
First registered · December 18, 1997
Years registered · 28
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ROCK POINT ADVISORS, LLC
CRD 130825 · SEC 801-62923
AUM
$527M
Regulatory assets under management
Employees
9
483 client accounts
Services offered by ROCK POINT ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ROCK POINT ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Michael Leighton Huffman offer?
Michael Leighton Huffman specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in BURLINGTON, Vermont for a consultation.
What are Michael Leighton Huffman's credentials?
Michael Leighton Huffman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Leighton Huffman located?
Michael Leighton Huffman is based in BURLINGTON, Vermont, working with ROCK POINT ADVISORS, LLC. Their office serves clients in the BURLINGTON metropolitan area and surrounding communities.
How does Michael Leighton Huffman charge for services?
Michael Leighton Huffman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROCK POINT ADVISORS, LLC?
ROCK POINT ADVISORS, LLC has approximately 9 employees and manages $527M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ROCK POINT ADVISORS, LLC

Todd Alan Wulfson
BURLINGTON, VT
Timothy A Humphrey
BURLINGTON, VT
CFPCFA

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Nearby cities in Vermont
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Research
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