Unclaimed Profile

Elizabeth Richardson Smith

PRENTISS SMITH & COMPANY, INC.·BRATTLEBORO, Vermont

Clean recordPRENTISS SMITH & COMPANY, INC.

950 WESTERN AVENUE, BRATTLEBORO, VT 05301CRD# 5254561Firm CRD# 110928

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Elizabeth Richardson Smith · BRATTLEBORO, VT

Registration

CRD #5254561 · PRENTISS SMITH & COMPANY, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Elizabeth Richardson Smith is a registered financial advisor based in BRATTLEBORO, Vermont, affiliated with PRENTISS SMITH & COMPANY, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

PRENTISS SMITH & COMPANY, INC.

AUM

$439M

Regulatory assets under management

Employees

Total firm employees

View all advisors at PRENTISS SMITH & COMPANY, INC. →

Services

Portfolio management (individuals)

Selection of other advisers

Market timing services

Other

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 5254561

Firm CRD# 110928

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Elizabeth Richardson Smith offer?

Elizabeth Richardson Smith specializes in Investment Management, Wealth Management. Contact their office in BRATTLEBORO, Vermont for a consultation.

What are Elizabeth Richardson Smith's credentials?

Elizabeth Richardson Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Elizabeth Richardson Smith located?

Elizabeth Richardson Smith is based in BRATTLEBORO, Vermont, working with PRENTISS SMITH & COMPANY, INC.. Their office serves clients in the BRATTLEBORO metropolitan area and surrounding communities.

How does Elizabeth Richardson Smith charge for services?

Elizabeth Richardson Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRENTISS SMITH & COMPANY, INC.?

PRENTISS SMITH & COMPANY, INC. has approximately 9 employees and manages $439M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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