AdvisorOS Directory
Claim Profile
Unclaimed Profile
PS

Prentiss Charles Smith

PRENTISS SMITH & COMPANY, INC.·BRATTLEBORO, Vermont
Series 2, Series 63, Series 65Clean record31 years registeredPRENTISS SMITH & COMPANY, INC.
950 WESTERN AVENUE, BRATTLEBORO, VT 05301CRD# 867702Firm CRD# 110928

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Prentiss Charles Smith · BRATTLEBORO, VT
Registration
CRD #867702 · PRENTISS SMITH & COMPANY, INC. · 31 years registered
Brand Profile
Not yet started
01

Career History

PRENTISS SMITH & COMPANY, INC.
Nov 1994 – present
02

Registrations & Exams

FINRA examinations passed
Series 2
Series 63
Series 65
Registration record
First registered · November 14, 1994
Years registered · 31
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PRENTISS SMITH & COMPANY, INC.
CRD 110928 · SEC 801-17579
AUM
$439M
Regulatory assets under management
Employees
9
655 client accounts
Services offered by PRENTISS SMITH & COMPANY, INC.
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Market timing services
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at PRENTISS SMITH & COMPANY, INC. →
Introduction

Speak with Prentiss

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Prentiss is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BRATTLEBORO?

Browse all registered financial advisors in BRATTLEBORO, Vermont or claim this profile if it's yours.

Browse BRATTLEBORO AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Prentiss Charles Smith offer?
Prentiss Charles Smith specializes in Investment Management, Wealth Management. Contact their office in BRATTLEBORO, Vermont for a consultation.
What are Prentiss Charles Smith's credentials?
Prentiss Charles Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Prentiss Charles Smith located?
Prentiss Charles Smith is based in BRATTLEBORO, Vermont, working with PRENTISS SMITH & COMPANY, INC.. Their office serves clients in the BRATTLEBORO metropolitan area and surrounding communities.
How does Prentiss Charles Smith charge for services?
Prentiss Charles Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRENTISS SMITH & COMPANY, INC.?
PRENTISS SMITH & COMPANY, INC. has approximately 9 employees and manages $439M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at PRENTISS SMITH & COMPANY, INC.

Prentiss Richardson Smith
BRATTLEBORO, VT

More Advisors in BRATTLEBORO, Vermont

Peter Thomson Richards
TRG INVESTMENT ADVISORS, LLC·BRATTLEBORO, VT
Benjamin Walker Taggard
TRG INVESTMENT ADVISORS, LLC·BRATTLEBORO, VT
Peter Allen Sherlock
SHERLOCK INVESTMENT MANAGEMENT, INC.·BRATTLEBORO, VT

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Vermont
BURLINGTON (28)MONTPELIER (28)SOUTH BURLINGTON (16)MANCHESTER (11)WILLISTON (8)NORWICH (7)WHITE RIVER JUNCTION (4)SHELBURNE (4)BENNINGTON (3)ESSEX JUNCTION (3)
City Guides
BURLINGTON GuideMONTPELIER GuideSOUTH BURLINGTON GuideMANCHESTER GuideWILLISTON Guide
Research
Advisor Fees in VermontNational Fee Analysis
Request removal of this profile