AdvisorOS Directory
Claim Profile
PS

Prentiss Charles Smith

PRENTISS SMITH & COMPANY, INC.·BRATTLEBORO, Vermont
Unclaimed Profile
950 WESTERN AVENUE, BRATTLEBORO, VT 05301CRD# 867702Firm CRD# 110928
01

About

Prentiss Charles Smith is a registered financial advisor based in BRATTLEBORO, Vermont, affiliated with PRENTISS SMITH & COMPANY, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
03

Firm Overview

Firm
PRENTISS SMITH & COMPANY, INC.
PRENTISS SMITH & COMPANY, INC.
AUM
$439M
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at PRENTISS SMITH & COMPANY, INC. →
Services
Portfolio management (individuals)
Selection of other advisers
Market timing services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 867702
Firm CRD# 110928
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in BRATTLEBORO?

Browse all registered financial advisors in BRATTLEBORO, Vermont or claim this profile if it's yours.

Browse BRATTLEBORO AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Prentiss Charles Smith offer?
Prentiss Charles Smith specializes in Investment Management, Wealth Management. Contact their office in BRATTLEBORO, Vermont for a consultation.
What are Prentiss Charles Smith's credentials?
Prentiss Charles Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Prentiss Charles Smith located?
Prentiss Charles Smith is based in BRATTLEBORO, Vermont, working with PRENTISS SMITH & COMPANY, INC.. Their office serves clients in the BRATTLEBORO metropolitan area and surrounding communities.
How does Prentiss Charles Smith charge for services?
Prentiss Charles Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRENTISS SMITH & COMPANY, INC.?
PRENTISS SMITH & COMPANY, INC. has approximately 9 employees and manages $439M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in BRATTLEBORO
Karlie Packard Borst — PRENTISS SMITH & COMPANY, INC.Martha Mcmahon Richardson — PRENTISS SMITH & COMPANY, INC.Prentiss Richardson Smith — PRENTISS SMITH & COMPANY, INC.Richard Aldis Epstein — PRENTISS SMITH & COMPANY, INC.Elizabeth Richardson Smith — PRENTISS SMITH & COMPANY, INC.
Nearby cities in Vermont
BURLINGTON (61)MONTPELIER (49)MANCHESTER (17)SOUTH BURLINGTON (17)SHELBURNE (11)
City Guides
BURLINGTON GuideMONTPELIER GuideMANCHESTER GuideSOUTH BURLINGTON GuideSHELBURNE Guide
Research
Advisor Fees in VermontNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile