Unclaimed Profile

Prentiss Richardson Smith

PRENTISS SMITH & COMPANY, INC.·BRATTLEBORO, Vermont

Clean recordPRENTISS SMITH & COMPANY, INC.

950 WESTERN AVENUE, BRATTLEBORO, VT 05301CRD# 5033193Firm CRD# 110928

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Prentiss Richardson Smith · BRATTLEBORO, VT

Registration

CRD #5033193 · PRENTISS SMITH & COMPANY, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Prentiss Richardson Smith is a registered financial advisor based in BRATTLEBORO, Vermont, affiliated with PRENTISS SMITH & COMPANY, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

PRENTISS SMITH & COMPANY, INC.

AUM

$439M

Regulatory assets under management

Employees

Total firm employees

View all advisors at PRENTISS SMITH & COMPANY, INC. →

Services

Portfolio management (individuals)

Selection of other advisers

Market timing services

Other

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 5033193

Firm CRD# 110928

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Prentiss Richardson Smith offer?

Prentiss Richardson Smith specializes in Investment Management, Wealth Management. Contact their office in BRATTLEBORO, Vermont for a consultation.

What are Prentiss Richardson Smith's credentials?

Prentiss Richardson Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Prentiss Richardson Smith located?

Prentiss Richardson Smith is based in BRATTLEBORO, Vermont, working with PRENTISS SMITH & COMPANY, INC.. Their office serves clients in the BRATTLEBORO metropolitan area and surrounding communities.

How does Prentiss Richardson Smith charge for services?

Prentiss Richardson Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRENTISS SMITH & COMPANY, INC.?

PRENTISS SMITH & COMPANY, INC. has approximately 9 employees and manages $439M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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