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Prentiss Richardson Smith

PRENTISS SMITH & COMPANY, INC.·BRATTLEBORO, Vermont
Unclaimed Profile
950 WESTERN AVENUE, BRATTLEBORO, VT 05301CRD# 5033193Firm CRD# 110928
01

About

Prentiss Richardson Smith is a registered financial advisor based in BRATTLEBORO, Vermont, affiliated with PRENTISS SMITH & COMPANY, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
03

Firm Overview

Firm
PRENTISS SMITH & COMPANY, INC.
PRENTISS SMITH & COMPANY, INC.
AUM
$439M
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at PRENTISS SMITH & COMPANY, INC. →
Services
Portfolio management (individuals)
Selection of other advisers
Market timing services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 5033193
Firm CRD# 110928
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Prentiss Richardson Smith offer?
Prentiss Richardson Smith specializes in Investment Management, Wealth Management. Contact their office in BRATTLEBORO, Vermont for a consultation.
What are Prentiss Richardson Smith's credentials?
Prentiss Richardson Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Prentiss Richardson Smith located?
Prentiss Richardson Smith is based in BRATTLEBORO, Vermont, working with PRENTISS SMITH & COMPANY, INC.. Their office serves clients in the BRATTLEBORO metropolitan area and surrounding communities.
How does Prentiss Richardson Smith charge for services?
Prentiss Richardson Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRENTISS SMITH & COMPANY, INC.?
PRENTISS SMITH & COMPANY, INC. has approximately 9 employees and manages $439M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in BRATTLEBORO
Karlie Packard Borst — PRENTISS SMITH & COMPANY, INC.Martha Mcmahon Richardson — PRENTISS SMITH & COMPANY, INC.Richard Aldis Epstein — PRENTISS SMITH & COMPANY, INC.Barbara Riker — TEUCRIUM TRADING LLCElizabeth Richardson Smith — PRENTISS SMITH & COMPANY, INC.
Nearby cities in Vermont
BURLINGTON (61)MONTPELIER (49)MANCHESTER (17)SOUTH BURLINGTON (17)SHELBURNE (11)
City Guides
BURLINGTON GuideMONTPELIER GuideMANCHESTER GuideSOUTH BURLINGTON GuideSHELBURNE Guide
Research
Advisor Fees in VermontNational Fee Analysis
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