Unclaimed Profile

Peter Allen Sherlock

SHERLOCK INVESTMENT MANAGEMENT, INC.·BRATTLEBORO, Vermont

Series 63Clean record31 years registeredSHERLOCK INVESTMENT MANAGEMENT, INC.

86 LINDEN STREET, BRATTLEBORO, VT 05301CRD# 2490858Firm CRD# 107186

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Peter Allen Sherlock · BRATTLEBORO, VT

Registration

CRD #2490858 · SHERLOCK INVESTMENT MANAGEMENT, INC. · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SHERLOCK INVESTMENT MANAGEMENT, INC.

SHERLOCK INVESTMENT MANAGEMENT, INC.

Nov 1994 – Dec 2016

BRATTLEBORO, VT

Registrations & Exams

FINRA examinations passed

Series 63

Registration record

First registered · November 11, 1994

Years registered · 31

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SHERLOCK INVESTMENT MANAGEMENT, INC.

CRD 107186 · SEC 801-46193

AUM

$167M

Regulatory assets under management

Employees

114 client accounts

Services offered by SHERLOCK INVESTMENT MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SHERLOCK INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Peter Allen Sherlock offer?

Peter Allen Sherlock specializes in Investment Management, Wealth Management.

What are Peter Allen Sherlock's credentials?

Peter Allen Sherlock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Peter Allen Sherlock located?

Peter Allen Sherlock is based in BRATTLEBORO, Vermont, last registered with SHERLOCK INVESTMENT MANAGEMENT, INC..

How does Peter Allen Sherlock charge for services?

Peter Allen Sherlock's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SHERLOCK INVESTMENT MANAGEMENT, INC.?

SHERLOCK INVESTMENT MANAGEMENT, INC. has approximately 2 employees and manages $167M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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