Unclaimed Profile

Juan Antonio Garcia

NORTH CAPITAL, INC.·SALT LAKE CITY, Utah

SIE, Series 7, Series 7TO, Series 63, Series 65, Series 79, Series 79TOClean record9 years registeredNORTH CAPITAL, INC.

623 E FORT UNION BLVD., SALT LAKE CITY, UT 84047CRD# 5251261Firm CRD# 148802

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Juan Antonio Garcia · SALT LAKE CITY, UT

Registration

CRD #5251261 · NORTH CAPITAL, INC. · 9 years registered

Brand Profile

Not yet started

Career History

KESTRA ADVISORY SERVICES, LLC

Apr 2025 – present

RAYMOND JAMES & ASSOCIATES, INC.

Apr 2024 – Apr 2025

AUSTIN, TX

MORGAN STANLEY

Oct 2022 – Apr 2024

Austin, TX

NORTH CAPITAL

Jan 2021 – Oct 2022

McAllen, TX

NORTH CAPITAL

Oct 2016 – Dec 2020

McAllen, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 63

Series 65

Series 79

Series 79TO

Registration record

First registered · October 12, 2016

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTH CAPITAL, INC.

CRD 148802 · SEC 801-110598

AUM

$252M

Regulatory assets under management

Employees

576 client accounts

Services offered by NORTH CAPITAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at NORTH CAPITAL, INC. →

Introduction

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Frequently Asked Questions

What services does Juan Antonio Garcia offer?

Juan Antonio Garcia specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SALT LAKE CITY, Utah for a consultation.

What are Juan Antonio Garcia's credentials?

Juan Antonio Garcia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Juan Antonio Garcia located?

Juan Antonio Garcia is based in SALT LAKE CITY, Utah, working with NORTH CAPITAL, INC.. Their office serves clients in the SALT LAKE CITY metropolitan area and surrounding communities.

How does Juan Antonio Garcia charge for services?

Juan Antonio Garcia's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTH CAPITAL, INC.?

NORTH CAPITAL, INC. has approximately 8 employees and manages $252M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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