Unclaimed Profile

Frances Evans Harkins

NORTH CAPITAL, INC.·SALT LAKE CITY, Utah

Series 7, Series 66Clean record24 years registeredNORTH CAPITAL, INC.

623 E FORT UNION BLVD., SALT LAKE CITY, UT 84047CRD# 4244859Firm CRD# 148802

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frances Evans Harkins · SALT LAKE CITY, UT

Registration

CRD #4244859 · NORTH CAPITAL, INC. · 24 years registered

Brand Profile

Not yet started

Career History

WHEELS UP WEALTH, INC.

Apr 2020 – present

NORTH CAPITAL

Jun 2013 – Jun 2020

Benicia, CA

GROSSMAN FINANCIAL MANAGEMENT

Sep 2001 – May 2013

BENICIA, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · September 28, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTH CAPITAL, INC.

CRD 148802 · SEC 801-110598

AUM

$252M

Regulatory assets under management

Employees

576 client accounts

Services offered by NORTH CAPITAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at NORTH CAPITAL, INC. →

Introduction

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Frequently Asked Questions

What services does Frances Evans Harkins offer?

Frances Evans Harkins specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SALT LAKE CITY, Utah for a consultation.

What are Frances Evans Harkins's credentials?

Frances Evans Harkins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frances Evans Harkins located?

Frances Evans Harkins is based in SALT LAKE CITY, Utah, working with NORTH CAPITAL, INC.. Their office serves clients in the SALT LAKE CITY metropolitan area and surrounding communities.

How does Frances Evans Harkins charge for services?

Frances Evans Harkins's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTH CAPITAL, INC.?

NORTH CAPITAL, INC. has approximately 8 employees and manages $252M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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