Unclaimed Profile

Nicholas Brian Stecklein

NORTH CAPITAL, INC.·SALT LAKE CITY, Utah

SIE, Series 7TO, Series 63, Series 65CFPClean record7 years registeredNORTH CAPITAL, INC.

623 E FORT UNION BLVD., SALT LAKE CITY, UT 84047CRD# 6827498Firm CRD# 148802

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Brian Stecklein · SALT LAKE CITY, UT

Registration

CRD #6827498 · NORTH CAPITAL, INC. · 7 years registered

Brand Profile

Not yet started

Career History

TELOS PARTNERS LLC

Apr 2026 – present

DIVERSIFY WEALTH MANAGEMENT, LLC

Mar 2025 – Jan 2026

Orem, UT

NORTH CAPITAL

Jul 2021 – Jun 2024

SALT LAKE CITY, UT

FIRSTPURPOSE WEALTH LLC

Feb 2020 – Jul 2021

OREM, UT

MOSS ADAMS WEALTH ADVISORS LLC

Mar 2019 – Feb 2020

Woodland Hills, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 63

Series 65

Registration record

First registered · March 12, 2019

Years registered · 7

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTH CAPITAL, INC.

CRD 148802 · SEC 801-110598

AUM

$252M

Regulatory assets under management

Employees

576 client accounts

Services offered by NORTH CAPITAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at NORTH CAPITAL, INC. →

Introduction

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Frequently Asked Questions

What services does Nicholas Brian Stecklein offer?

Nicholas Brian Stecklein specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SALT LAKE CITY, Utah for a consultation.

What are Nicholas Brian Stecklein's credentials?

Nicholas Brian Stecklein holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Nicholas Brian Stecklein located?

Nicholas Brian Stecklein is based in SALT LAKE CITY, Utah, working with NORTH CAPITAL, INC.. Their office serves clients in the SALT LAKE CITY metropolitan area and surrounding communities.

How does Nicholas Brian Stecklein charge for services?

Nicholas Brian Stecklein's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTH CAPITAL, INC.?

NORTH CAPITAL, INC. has approximately 8 employees and manages $252M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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