Unclaimed Profile

Richard Keeler Jones

KEELER THOMAS MANAGEMENT LLC·OREM, Utah

SIE, Series 7, Series 63, Series 6521 years registeredKEELER THOMAS MANAGEMENT LLC

1327 SOUTH 800 EAST, OREM, UT 84097CRD# 1047598Firm CRD# 109522

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Keeler Jones · OREM, UT

Registration

CRD #1047598 · KEELER THOMAS MANAGEMENT LLC · 21 years registered

Brand Profile

Not yet started

Career History

DRIVE WEALTH ADVISERS

Feb 2025 – present

KEELER THOMAS MANAGEMENT LLC

Feb 2005 – May 2025

OREM, UT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · February 15, 2005

Years registered · 21

Disclosure History

2006Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KEELER THOMAS MANAGEMENT LLC

CRD 109522 · SEC 801-100354

AUM

$338M

Regulatory assets under management

Employees

824 client accounts

Services offered by KEELER THOMAS MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KEELER THOMAS MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Richard Keeler Jones offer?

Richard Keeler Jones specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in OREM, Utah for a consultation.

What are Richard Keeler Jones's credentials?

Richard Keeler Jones is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Keeler Jones located?

Richard Keeler Jones is based in OREM, Utah, working with KEELER THOMAS MANAGEMENT LLC. Their office serves clients in the OREM metropolitan area and surrounding communities.

How does Richard Keeler Jones charge for services?

Richard Keeler Jones's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KEELER THOMAS MANAGEMENT LLC?

KEELER THOMAS MANAGEMENT LLC has approximately 13 employees and manages $338M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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